Some securities may be subject to a deferred sales charge if they are sold. If you have any questions, speak to your Representative to obtain more information about these securities.
Book value is the total amount paid to purchase a security, including any transaction charges related to the purchase, adjusted for reinvested distributions, return of capital and corporate reorganizations as applicable. The book value is not your adjusted cost base and should not be used for tax reporting purposes. We will provide you with a capital gains/loss report including adjusted cost base as part of your annual tax reporting package.
Market value information has been used to calculate part or all of the book value of the position.
Market prices reported were obtained from sources believed to be reliable; however, their accuracy cannot be guaranteed. If a price of $0.00 appears in relation to a specific security, it indicates that there is no value for this security or at least 410 days have passed since a reliable price was obtained and the market price is now set to $0.00.
All cash positions are covered under the Canadian Depository for Insurance Corporation ("CDIC") up to specified limits, for eligible accounts. If you have any questions regarding the safeguarding of your assets at CI Assante Private Client or would like more information on eligibility and coverage limits, please speak with your advisor.
If your account is held at RBC Investor and Treasury Services (RBC), your assets vest in your name and are held in trust and are segregated from other RBC assets and are creditor protected. RBC is regulated by the Office of the Superintendent of Financial Institutions (OSFI) in Canada which imposes strict liquidity requirements on Banks and Financial Institutions operating in Canada.
If your account is held at NBIN, your assets are segregated from other NBIN assets and are eligible for coverage under the Canadian Investor Protection Fund ("CIPF") up to prescribed limits, should NBIN become insolvent.
The United pools and CI Global Asset Management funds are managed by CI Global Asset Management and are related and connected issuers of CI Assante Private Client, a division of CI Private Counsel LP, and a subsidiary of CI Financial Corp. a public company whose shares trade on the Toronto Stock Exchange.
If your account is held at CI Global Asset Management, your proportionate interest in any of the investment funds managed by CI are recorded on the books of its trustee, TD Canada Trust, under a Declaration of Trust, all of which are creditor protected. TD Canada Trust is also a member of the Office of the Superintendent of Financial Institutions (OSFI) in Canada which imposes strict liquidity requirements on Banks and Financial Institutions operating in Canada
